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Stifel CEO Defends Recruiting As Slump Extends to Second Quarter
There and Back Again: $6.7-Mln Morgan Stanley Team Retraces Steps to UBS
Recruiting Wrap: Cetera Adds $300-Mln Lincoln Team, Stifel Hires Wells Duo With $239 Mln
Ameriprise Recruiting Skips a Beat in Second Quarter
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Advisor Moves
There and Back Again: $6.7-Mln Morgan Stanley Team Retraces Steps to UBS
Recruiting Wrap: Cetera Adds $300-Mln Lincoln Team, Stifel Hires Wells Duo With $239 Mln
Insigneo Reels in Fired Merrill Broker Who Co-Led $2 Billion-AUM Int’l Group
UBS Scoops Up $11.2-Mln Merrill Private Wealth Team in New York City
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Enforcement
SEC Settles with 27 Firms Over Form CRS Lapses
Massachusetts Charges Schwab for Allowing Ex-RIA to Collect Fees After Licensed Lapsed
SEC Orders UBS to Pay $8 Million Over Brokers’ Sales of Volatility-Linked ETFs
Finra Slams Robinhood with Record $70 Million Settlement over Supervisory Failures
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Markets
`Nothing Safer Than Cash’: Tech Rout Puts Silicon Valley on Edge
‘Any News Is Bad News’ as Earnings Fail to Save Equity Bulls
‘50 Cent’ Profited From Volatility Jump, Wells Fargo Says
‘Beaten Down’ ETF Is a Way to Play Inverted Curve, BofA Says
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Opinion
Sirianni: Toxic Culture
Opinion: Coronavirus – What Advisors Need to Know
Opinion: Investors Conquered Fees but Not Their Own Behavior
Investor Confidence in Stocks Rightly Declines: Opinion
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Fintech News
Fintech Firm Apex Clearing Agrees to Go Public Via SPAC
Merrill Systems Hiccuped on Thursday as Stocks Slid
‘The Rock’ Invests in Finance App Acorns, and New Users Get $7
High-Frequency Traders Love Business With Robinhood
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From the Publisher
Welcome to AdvisorHub RIA
From the Publisher: Sirianni’s Predictions for 2021
Seven Questions with Tony Sirianni: Josh Rogers, Founder and CEO, Arete Wealth
Seven Questions with Tony Sirianni: Phil Hildebrandt, Principal, CEO of Segall Bryant & Hamill
An AdvisorHub Interview with Christian Hyldahl, President of Varium Investment Partners
Timely interview with John Peluso and AdvisorHub CEO Tony Sirianni
Coronacrash Update: Hayden Royal’s Louis Dworsky & Tony Sirianni
Coronacrash Update: Stratos Wealth Partners’ Jeff Concepcion & Tony Sirianni
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Meet the AdvisorHub team - we are focused on bringing our audience breaking news, best-in-breed content and a superior user experience. Please contact us with any thoughts, opinions, or suggestions for content enhancements.
Tamra Blais
Vice President Sales
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Jake Martin
Deputy Editor
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Kimberly Gohl
Marketing Manager
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Bill Baldenko
Chief Revenue Officer & Associate Publisher
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Beth Alegret
Digital Media Manager
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Mason Braswell
Co-Editor
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Patrick Clancy
Director of Marketing
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Tony Sirianni
Publisher/CEO
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