Stifel
UBS Brokers with $764-Mln Book Jump to Stifel, Duo Stays Behind
Two veteran advisors, including a team founder, did not join in the defection.
Merrill Team with $4-Mln Book Shifts to Sanctuary in New Jersey
Separately, a Merrill duo generating $1 million split to join Raymond James Financial and Stifel, Nicolaus.
$200 Mln-AUM Merrill Duo Joins Stifel in St. Louis Suburbs
Maurice “Mo” Schutte, a 23-year industry veteran who had been with the wirehouse since 2005, left for Stifel on Monday, bringing along junior broker William Rowe.
Stifel CEO Defends Recruiting As Slump Extends to Second Quarter
Chief Executive Ronald J. Kruszewski said the slowdown was “transitory” and reassured analysts and investors that its broker pipeline remained “robust.”
Fired by Wirehouse for Unapproved Outside Business, Texas Broker Relocates to Stifel
Robert Mitchell, a million-dollar-plus producer at Morgan Stanley, follows the lead of others fired for compliance missteps by joining a regional firm.
Stifel Nabs Merrill Team Managing $1.35 Billion in Dallas
Group of four brokers had been generating $4.6 million in fees and commissions, according to the team leader.
Stifel CEO: Broker Recruiting to ‘Accelerate’ in 2021
The firm added 131 advisors last year, down from the 150 who joined in 2019, but CEO Ron Kruszewski forecasted a pick-up in hiring even as a rival warned of increased competition.
