California
$1.3-Mln Morgan Stanley Broker Dropped Over Inherited Account Issue Lands at D.A. Davidson
Michael Campopiano, a Pasadena, California-based broker, joined D.A. Davidson last week as the fallout from Morgan Stanley’s inherited account probe continues to reverberate
Wire Wars: Wells Nabs $7-Million Team Led by 30-Year UBS Vet in Newport Beach
The 10-person team helmed by UBS broker Larry Smith, joined Wells Fargo Advisors in its Private Client Group office in Newport Beach, California, on Wednesday.
Morgan Stanley Faces $5 Million Claim from NBA Star Chandler Parsons
The filing appeared on the record for a California broker and managing director who is part of Morgan Stanley’s Sports and Entertainment Group.
UBS Lands $4.5 Million First Republic Team in Walnut Creek
Duo who had joined First Republic in 2013 after running their own RIA had been overseeing $900 million in assets, according to a person familiar with their book.
