Best practices for switching firms and attracting new talent.
Transition Resources
Was It Worth It? Advisors Reflect on Joys and Pains of Moving
[caption id="attachment_104159" align="aligncenter" width="772"] Caiaimage/John Wildgoose/Getty Images[/caption] Reading the trade press and the almost daily deluge of advisors jumping from…
Good Move – The Legal Non-Protocol Exit
John Lockedin was at the end of his rope. He was the top producer in his branch and had been…
Bad Move – Being Part of a Raid
Financial Advisor Knewt Freeman couldn’t believe it when the Sheriff walked in. He, his new firm and two of his…
Broker Protocol – What You Can Bring and How to Format it for Success
Broker Protocol is a touchy subject these days. Are they in? Are they out? There’s a lot of trepidation about the topic. After all, the Protocol itself states that any party may withdraw at any time.
Finding True Independence
Video: Advisor Jason Egge discusses how he has found true independence in his practice by partnering with Securities America.
Chequers Financial Management & Schwab Advisor Services
Chequers Financial Management & Schwab Advisor Services
Five business models for the modern RIA
Why are more and more advisors choosing independence? The answer is simple: The Registered Investment Advisor (“RIA”) model has become…
The RIA model has momentum for a reason
The RIA model is leading the growth in the wealth management industry—as billion-dollar teams redefine the landscape. See why.
5 Reasons Why You Should Move Your Practice to a Regional Broker-Dealer
Last fall, several national firms struck a blow to equitable advisor recruiting by exiting the Broker Protocol—a 13-year-old industry truce protecting member firms who recruit against one another from legal action (so long as they follow protocol guidelines).
Schwab’s Tim Oden at Advisor Hub’s Industry in Transition Summit
Schwab’s Tim Oden at AdvisorHub’s An Industry in Transition Summit.
3 Advantages to Going Independent
Independent advisors make up one of the fastest growing segments in the financial services industry. If you’ve ever thought about going independent, congratulations — you’ve taken the first step towards freedom.