Recruiting Wire Scoreboard

Track the winners and losers in this running tally of recruitment acquisitions.

Recruiting Winners
AUM ($ MLN)
1. UBS Financial Services Inc.
$64,089
2. LPL Financial
$44,198
3. Morgan Stanley
$19,941
4. Rockefeller Capital Management
$17,675
5. First Republic
$9,300
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
$53,469
2. JPMorgan Chase & Co.
$49,858
3. Wells Fargo
$33,517
4. UBS Financial Services Inc.
$27,977
5. Morgan Stanley
$22,205
Recruiting Champs (net)
AUM ($ MLN)
1. LPL Financial
$42,774
2. UBS Financial Services Inc.
$36,112
3. Rockefeller Capital Management
$17,675
4. Stifel, Nicolaus & Company, Incorporated
$8,976
5. First Republic
$8,400

Recruiting Wire

Powered by   Discovery Data

Explore who’s jumping where and see which firms are winning the recruiting wars with our running list of advisor moves.

Facets Left

Sort:

Facets Right

Search:
New Firm: LPL Financial
Old Firm: Morgan Stanley
AUM: $200M
T12:
Location: Red Bank, NJ
Move Date: 09/30/2021
New Firm: JPMorgan Chase & Co.
Old Firm: Morgan Stanley
AUM: $250M
T12:
Location: Miami, FL
Move Date: 10/08/2021
New Firm: Rockefeller Capital Management
Old Firm: UBS Financial Services Inc.
AUM: $320M
T12:
Location: New York, NY
Move Date: 10/08/2021
New Firm: First Republic
Old Firm: Wells Fargo
AUM: $2B
T12:
Location: San Francisco, CA
Move Date: 10/08/2021
New Firm: Morgan Stanley
Old Firm: Citigroup Global Markets Inc.
AUM: $999M
T12:
Location: Purchase, NY
Move Date: 10/08/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Guy Rodgers
AUM: $175M
T12: $1M
Location: San Diego, CA
Move Date: 09/29/2021
New Firm: Ameriprise
Old Firm: Raymond James
Name: Reid Evans
AUM: $120M
T12:
Location: Pella, IA
Move Date: 07/23/2021
New Firm: Ameriprise
Old Firm: LPL Financial
Name: Larry Teichman, Christopher Puhalsky, Everard Corcoran, and Carey Freimuth
AUM: $320M
T12:
Location: Chesterland, OH
Move Date: 07/29/2021
New Firm: Ameriprise
Old Firm: BB&T
Name: Jason Williams
AUM: $200M
T12:
Location: Winchester, VA
Move Date: 06/18/2021
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Anthony J Carrell
AUM: $50M
T12:
Location: Arlington, TX
Move Date: 07/16/2021
New Firm: Stifel, Nicolaus & Company, Incorporated
Old Firm: Morgan Stanley
Name: Sonia Ginnell
AUM: $190M
T12:
Location: Frisco, TX
Move Date: 08/13/2021
New Firm: Stifel, Nicolaus & Company, Incorporated
Old Firm: Edward Jones
Name: Wesley Strandberg
AUM: $60M
T12:
Location: Rocky Mount, NC
Move Date: 09/28/2021
New Firm: Stifel, Nicolaus & Company, Incorporated
Old Firm: Morgan Stanley
Name: Mike Adamkiewicz and John Adamkiewicz
AUM: $94M
T12:
Location: Hot Springs, AK
Move Date: 09/17/2021
New Firm: Stifel, Nicolaus & Company, Incorporated
Old Firm: Jefferies
Name: James Odorczuk
AUM: $120M
T12:
Location: Boston, MA
Move Date: 09/17/2021
New Firm: Wells Fargo
Old Firm: JPMorgan Chase & Co.
AUM: $200M
T12:
Location: Dallas, TX
Move Date: 09/30/2021
New Firm: Wells Fargo
Old Firm: UBS Financial Services Inc.
AUM: $675M
T12:
Location: Cincinnati, OH
Move Date: 09/29/2021
New Firm: Stifel, Nicolaus & Company, Incorporated
Old Firm: UBS Financial Services Inc.
AUM: $1.4B
T12:
Location: Waco, TX
Move Date: 09/24/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Lindsey D. Rhea
AUM: $236M
T12: $1.2M
Location: Germantown, TN
Move Date: 10/04/2021
New Firm: Cetera
Old Firm: Avantax Investment Services, Inc.
Name: Joseph Garbarino
AUM: $14.8M
T12:
Location: Binghamton, NY
Move Date: 09/30/2021
New Firm: Cetera
Old Firm: CUSO Financial Services, L.P.
Name: Zane Hanzon
AUM: $37.1M
T12:
Location: Murray, UT
Move Date: 09/29/2021
New Firm: Raymond James
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $618M
T12:
Location: Greeneville, SC
Move Date: 09/29/2021
New Firm: Dynasty
Old Firm: Northwestern Mutual Investment Services, LLC
Name: Mark Perrault, Charlie Dunn, and Geoffrey Thomas Schaefer (Intergy Private Wealth)
AUM: $300M
T12:
Location: Colorado Springs, CO
Move Date: 10/01/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Sean Khaligh
AUM: $170M
T12: $1.1M
Location: Rolling Hills Estate, CA
Move Date: 09/16/2021
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Mark Sullivan
AUM:
T12:
Location:
Move Date: 09/30/2021
New Firm: Steward Partners
Old Firm: RBC Capital Markets, LLC
Name: Michael Nadeau
AUM: $125M
T12:
Location: Portland, ME
Move Date: 09/30/2021
New Firm: Dynasty
Old Firm: M Holdings Securities
Name: Summit Trail Advisors (Alex Shapses)
AUM:
T12:
Location: Littleton, CO
Move Date: 03/05/2021
New Firm: Dynasty
Old Firm: American Portfolios Financial Services, Inc.
Name: Dan Limmer (Procyon Partners)
AUM: $60M
T12:
Location: West Palm Beach, FL
Move Date: 06/08/2021
New Firm: Dynasty
Old Firm: Peregrine Asset Advisors
Name: Steve Binns (True Private Wealth)
AUM:
T12:
Location: Salem, OR
Move Date: 01/11/2021
New Firm: Cetera
Old Firm: Avantax Investment Services, Inc.
Name: William Dahle
AUM: $102.9M
T12:
Location: West Jordan, UT
Move Date: 09/28/2021
New Firm: Cetera
Old Firm: Avantax Investment Services, Inc.
Name: Steve Wilson
AUM: $274.5M
T12:
Location: Tulsa, OK
Move Date: 09/30/2021
New Firm: Steward Partners
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $420M
T12:
Location: Mequon, WI
Move Date: 09/28/2021
New Firm: Cetera
Old Firm: Wells Fargo
Name: Michael Martin
AUM: $44.4M
T12:
Location: San Francisco, CA
Move Date: 09/28/2021
New Firm: Cetera
Old Firm: Avantax Investment Services, Inc.
Name: Tim Nelson
AUM: $21.1M
T12:
Location: Rohnert Park, CA
Move Date: 09/27/2021
New Firm: Cetera
Old Firm: Avantax Investment Services, Inc.
Name: Peter Herb
AUM: $67.5M
T12:
Location: Houston, TX
Move Date: 09/16/2021
New Firm: UBS Financial Services Inc.
Old Firm: Morgan Stanley
AUM: $2B
T12:
Location: Newport Beach, CA
Move Date: 09/28/2021
New Firm: RBC Capital Markets, LLC
Old Firm: Wells Fargo
AUM: $450M
T12:
Location: Lincoln, NE
Move Date: 09/23/2021
New Firm: UBS Financial Services Inc.
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $216M
T12:
Location: Detroit, MI
Move Date: 09/17/2021
New Firm: Dynasty
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $1.8B
T12:
Location: Greenwood Village, CO
Move Date: 09/21/2021
New Firm: Gryphon Financial Partners
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name: Austin Altenburg and Katelyn Stanchfield
AUM: $265M
T12:
Location: Columbus, OH
Move Date: 09/17/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Carrie Turcotte and Crystal Walker
AUM: $230M
T12: $2M
Location: San Diego, CA
Move Date: 09/15/2021
New Firm: RBC Capital Markets, LLC
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $1B
T12:
Location: Portland, OR
Move Date: 09/17/2021
New Firm: Cetera
Old Firm: Raymond James
Name: David Strutzel
AUM: $152.2M
T12:
Location: Schaumburg, IL
Move Date: 09/15/2021
New Firm: Cetera
Old Firm: Wells Fargo
Name: Giang Tran
AUM: $93.3M
T12:
Location: Concord, CA
Move Date: 09/07/2021
New Firm: Cetera
Old Firm: Pruco Securities, LLC.
Name: Jason Kramar
AUM: $17.3M
T12:
Location: Madison, WI
Move Date: 09/02/2021
New Firm: Cetera
Old Firm: Kovack Securities
Name: Chuck Johnson
AUM: $42.7M
T12:
Location: Dubois, PA
Move Date: 08/06/2021
New Firm: Raymond James
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name: Joel Moline, Scott Mercer, Bassem Abou-Zeid, and John Sullivan
AUM: $675M
T12:
Location: Minneapolis, MN
Move Date: 05/25/2021
New Firm: Stifel, Nicolaus & Company, Incorporated
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $138M
T12:
Location: Conshohocken, PA
Move Date: 09/10/2021
New Firm: Stifel, Nicolaus & Company, Incorporated
Old Firm: UBS Financial Services Inc.
AUM: $470M
T12:
Location: Fort Myers, FL
Move Date: 09/13/2021
New Firm: UBS Financial Services Inc.
Old Firm: RBC Capital Markets, LLC
AUM: $500M
T12:
Location: Red Bank, NJ
Move Date: 09/03/2021
New Firm: Rockefeller Capital Management
Old Firm: UBS Financial Services Inc.
AUM: $475M
T12:
Location: Cincinnati, OH
Move Date: 09/10/2021

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.