Recruiting Wire Scoreboard

Track the winners and losers in this running tally of recruitment acquisitions.

Recruiting Winners
AUM ($ MLN)
1. Rockefeller Capital Management
$9,530
2. UBS Financial Services Inc.
$9,407
3. LPL Financial
$7,936
4. First Republic
$3,900
5. Morgan Stanley
$3,736
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
$14,162
2. JPMorgan Chase & Co.
$6,651
3. Morgan Stanley
$6,202
4. Citigroup Global Markets Inc.
$2,970
5. Wells Fargo
$2,659
Recruiting Champs (net)
AUM ($ MLN)
1. Rockefeller Capital Management
$9,530
2. UBS Financial Services Inc.
$7,292
3. LPL Financial
$7,161
4. First Republic
$3,000
5. Stifel, Nicolaus & Company, Incorporated
$1,677

Recruiting Wire

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Explore who’s jumping where and see which firms are winning the recruiting wars with our running list of advisor moves.

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New Firm: First Republic
Old Firm: Morgan Stanley
AUM: $500M
T12:
Location: New York, NY
Move Date: 04/16/2021
New Firm: Brandywine Oak Private Wealth
Old Firm: Wells Fargo
Name: Lisa Quadrini
AUM: $500M
T12:
Location: Kiawah Island, SC
Move Date: 04/15/2021
New Firm: Rockefeller Capital Management
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $350M
T12:
Location: Bloomfield Hills, MI
Move Date: 04/16/2021
New Firm: Ameriprise
Old Firm: First Command Financial
Name: Chris McCulloch and Wes Niblack
AUM: $12M
T12:
Location: Tacoma, WA
Move Date: 02/26/2021
New Firm: UBS Financial Services Inc.
Old Firm: JPMorgan Chase & Co.
Name: Matthew Hoffman & Scott Rappaport
AUM: $1.4M
T12:
Location: New York, NY
Move Date: 04/14/2021
New Firm: Avantax Investment Services, Inc.
Old Firm: World Equity Group, Inc.
Name: Craig Moser and Jennifer Moser (Maestro Wealth Advisors)
AUM: $133M
T12:
Location: Winston-Salem, NC
Move Date: 03/03/2021
New Firm: Cetera
Old Firm: LPL Financial
Name: Bryan Davis (The Advisors LLC)
AUM: $340M
T12:
Location: Murraysville, PA
Move Date: 04/09/2021
New Firm: Wedbush Securities Inc.
Old Firm: LPL Financial
Name: Deborah Orlando
AUM: $435M
T12:
Location: Santa Rosa, CA
Move Date: 04/01/2021
New Firm: LPL Financial
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $650M
T12:
Location: San Diego, CA
Move Date: 04/08/2021
New Firm: Morgan Stanley
Old Firm: UBS Financial Services Inc.
AUM: $400M
T12:
Location: Chicago, IL
Move Date: 04/01/2021
New Firm: Raymond James
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $279M
T12:
Location: Orlando, FL
Move Date: 02/26/2021
New Firm: Snowden Lane Partners
Old Firm: Wells Fargo
Name: Alfredo Garcia
AUM: $100M
T12:
Location: New York, NY
Move Date: 04/05/2021
New Firm: Rockefeller Capital Management
Old Firm: UBS Financial Services Inc.
AUM: $630M
T12:
Location: San Antonio, TX
Move Date: 04/01/2021
New Firm: Sanctuary Wealth
Old Firm: Morgan Stanley
Name: Philip Noble and Michael Noble
AUM: $235M
T12:
Location: Indianapolis, IN
Move Date: 02/19/2021
New Firm: Seventy2 Capital
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $60M
T12:
Location: Bethesda, MD
Move Date: 03/25/2021
New Firm: Sanctuary Wealth
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $250M
T12:
Location: Indianapolis, IN
Move Date: 03/26/2021
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $192M
T12:
Location: Short Hills, NJ
Move Date: 03/19/2021
New Firm: UBS Financial Services Inc.
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $656M
T12:
Location: New York, NY
Move Date: 03/19/2021
New Firm: First Republic
Old Firm: Morgan Stanley
AUM:
T12:
Location: Los Angeles, CA
Move Date: 03/26/2021
New Firm: Wells Fargo
Old Firm: RBC Capital Markets, LLC
AUM: $110M
T12:
Location: San Diego, CA
Move Date: 03/05/2021
New Firm: Wells Fargo
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $680M
T12:
Location: Nashville, TN
Move Date: 03/19/2021
New Firm: RBC Capital Markets, LLC
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $240M
T12:
Location: Florham Park, NJ
Move Date: 03/24/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Richard Pakes (CVG Wealth Management)
AUM: $218.4M
T12:
Location: Austin, TX
Move Date:
New Firm: LPL Financial
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name: Nicholas LiVecchi
AUM: $39.1M
T12:
Location: Raleigh, NC
Move Date: 02/18/2021
New Firm: LPL Financial
Old Firm: Mutual of Omaha Investor Services, Inc.
Name:
AUM: $1
T12:
Location: Roanoke, VA
Move Date: 03/02/2021
New Firm: LPL Financial
Old Firm: Harbor Financial Services, LLC
Name:
AUM: $1
T12:
Location: Baton Rouge, IL
Move Date: 03/01/2021
New Firm: LPL Financial
Old Firm: Lockton Investment Securities, LLC
Name:
AUM: $1
T12:
Location: Brentwood, TN
Move Date: 02/02/2021
New Firm: LPL Financial
Old Firm: Citizens Independent Bank
Name:
AUM: $1
T12:
Location: Kennett Square, PA
Move Date: 02/01/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $39.1M
T12:
Location: Union Grove, WI
Move Date: 03/02/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $40M
T12:
Location: Orwigsburg, PA
Move Date: 03/03/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Tim Vanderloo
AUM: $119.6M
T12:
Location: Omaha, NE
Move Date: 03/04/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $20.1M
T12:
Location: Cedar Rapids, IA
Move Date: 03/05/2021
New Firm: LPL Financial
Old Firm: U.S. Bancorp Investments, Inc.
Name:
AUM: $1
T12:
Location: Murfreesboro, TN
Move Date: 03/06/2021
New Firm: LPL Financial
Old Firm: Triad Advisors LLC
Name:
AUM: $1
T12:
Location: Danbury, CT
Move Date: 03/07/2021
New Firm: LPL Financial
Old Firm: Securities America, Inc.
Name:
AUM: $47.9M
T12:
Location: Bedford, TX
Move Date: 03/08/2021
New Firm: LPL Financial
Old Firm: Securities America, Inc.
Name:
AUM: $3.9M
T12:
Location: Ventura, CA
Move Date: 03/09/2021
New Firm: LPL Financial
Old Firm: SagePoint Financial, Inc.
Name:
AUM: $75.3M
T12:
Location: Tempe, AZ
Move Date: 03/10/2021
New Firm: LPL Financial
Old Firm: Royal Alliance Associates, Inc.
Name:
AUM: $51.1M
T12:
Location: Wheeling, WV
Move Date: 03/11/2021
New Firm: LPL Financial
Old Firm: Royal Alliance Associates, Inc.
Name:
AUM: $242.1M
T12:
Location: Pittsburgh, PA
Move Date: 03/12/2021
New Firm: LPL Financial
Old Firm: Robert W. Baird
Name:
AUM: $1
T12:
Location: Columbus, OH
Move Date: 03/14/2021
New Firm: LPL Financial
Old Firm:
Name:
AUM: $17.6M
T12:
Location:
Move Date: 03/15/2021
New Firm: LPL Financial
Old Firm: Principal Securities, Inc.
Name:
AUM: $8.5M
T12:
Location: Tulsa, OK
Move Date: 03/16/2021
New Firm: LPL Financial
Old Firm: Park Avenue Securities LLC
Name:
AUM: $66.8M
T12:
Location: Garden City, NY
Move Date: 03/17/2021
New Firm: LPL Financial
Old Firm: Park Avenue Securities LLC
Name:
AUM: $1
T12:
Location: Williamstown, MA
Move Date: 03/18/2021
New Firm: LPL Financial
Old Firm: Northwestern Mutual Investment Services, LLC
Name:
AUM: $5.7M
T12:
Location: St. Louis, MO
Move Date: 03/20/2021
New Firm: LPL Financial
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name:
AUM: $13M
T12:
Location: Latham, NY
Move Date: 03/22/2021
New Firm: LPL Financial
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name:
AUM: $30.3M
T12:
Location: Huntington, NY
Move Date: 03/23/2021
New Firm: LPL Financial
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name:
AUM: $30.3M
T12:
Location: Flushing, NY
Move Date: 03/24/2021
New Firm: LPL Financial
Old Firm: Lincoln Financial Advisors
Name:
AUM: $23.7M
T12:
Location: Mansfield, TX
Move Date: 03/23/2021
New Firm: LPL Financial
Old Firm: JPMorgan Chase & Co.
Name:
AUM: $1
T12:
Location: Columbus, OH
Move Date: 03/22/2021

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.