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Wells Fargo

Wells Fargo & Company is an American multinational financial services company with corporate headquarters in San Francisco, California, operational headquarters in Manhattan, and managerial offices throughout the United States and overseas.

Advisors
4/15/21 | Most Read, News | Wells Fargo | 1 Comment

Wells Fargo Father-Son Team Accused of Concealing Assets in Divorce

Wells Fargo
Wells Fargo

Wells Fargo Advisors Headcount Slips With International Exits, Retirements

4/14/21 | News | 2 Comments

Despite the headcount declines, the company said its focus on higher producing brokers helped to boost revenue.

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J.P. Morgan
JP Morgan, Wells Fargo

JPMorgan Seeks TRO Against Bank Broker Who Joined Wells Fargo

4/12/21 | Advisor Moves, News | 1 Comment

For at least the second time this year, the bank’s broker-dealer deployed the aggressive defensive legal tactic.

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Judge d
Bank of America, Merrill Lynch, Wells Fargo

Judge Grants Merrill ‘Limited’ TRO Against Wells Team in Tennessee

4/5/21 | News | 6 Comments

State court judge blocks brokers from soliciting 31 former customers referred from Merrill parent Bank of America but denies a broad customer contact ban Merrill had sought.

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Wells Fargo Sign
Merrill Lynch, RBC, Wells Fargo

Wells Nabs $5.3-Mln Merrill Team in TN, RBC Hires New Jersey Duo

3/25/21 | Advisor Moves, News | 29 Comments

Wells Fargo hired a Merrill team with $5.3 million in revenue in the Nashville, Tennessee suburbs on Monday while RBC said it separately hired a New Jersey duo this week.

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Advisor Moves
Baird, Wells Fargo

Veteran Recruiter Chip Walker Leaves Baird After Four Months

3/18/21 | Advisor Moves, News | 4 Comments

Walker, who joined Baird in late October after a 28-year career with Wells Fargo, had been hired to amp up recruiting for the regional firm in Missouri.

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Alex David, a veteran Wells Fargo Financial Network executive, is joining Stifel to spearhead its independent brokerage push.
Stifel, Wells Fargo

Stifel Hires Wells FiNet Exec to Push into Independent Brokerage

3/16/21 | News | 8 Comments

Stifel Financial has hired Wells Fargo Advisors Financial Network executive Alex David to help it expand a newly rebranded independent contractor channel.

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Morgan Stanley’s Tucson, Arizona branch, via Google Maps.
Morgan Stanley, Wells Fargo

Morgan Stanley Bags $3.5 Million Wells Int’l Team in Arizona

3/8/21 | Advisor Moves, News

Also last week, the wirehouse underscored its focus on recruiting Wells international brokers by hiring back a Wells manager in Miami.

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Adrianne Hoy, Edward Dawson, Kyle Dawson, Patty Bribiesca and Katherine Tawoda left Wells Fargo for UBS in San Diego last month.
UBS, Wells Fargo

Goin’ Up? Wells Fargo Team Moves Seven Floors to UBS in San Diego

3/5/21 | Advisor Moves, News | 7 Comments

Edward Dawson, a 37-year industry veteran, has moved his Wells Fargo team to the 21st floor of the same downtown San Diego building to join UBS.

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Wells Fargo
Wells Fargo

Wells Fargo to Merge Wealth Management Sales Regions

3/4/21 | News | 4 Comments

Wells Fargo Advisors continues cost-cutting by consolidating management of its private client group, slimming to eight from 12 sales regions.

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Charlie Scharf, Crisis Management, Reorganization, Wells Fargo, Wells Fargo Advisors, Wells scandal
Armando A. Ureña (center), formerly a Wells Fargo Advisors managing director, was recruited by Snowden Lane Partners to join its office in Coral Gables, Florida.
Snowden Lane, Wells Fargo

Snowden Snags Wells Fargo Int’l Broker Managing $360 Million in Miami

3/2/21 | Advisor Moves, News

Armando Ureña and his team in Coral Gables switched to Snowden Lane Partners ahead of Wells’ shuttering of its foreign client business.

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Advisor Moves, Latin America, Miami, Snowden Lane Partners, Wells Fargo
Wells Fargo Sign
Wells Fargo

Wells Fargo Sheds Its Asset Manager as Scharf Reshapes Bank

2/23/21 | News | 1 Comment

Wells Fargo & Co. plans to sell its asset-management business to two private equity firms, part of Chief Executive Officer Charlie Scharf’s efforts to dump non-essential operations and help the bank emerge from years of scandals.

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CORONACRASH NEWS

  • Fed to End Covid-19 Capital Break It Gave Wall Street Banks

    Fed to End Covid-19 Capital Break It Gave Wall Street Banks

    Mar 19, 2021
  • Credit Suisse Replaces U.S. Exec, Halts Bonuses as Clients Fume

    Credit Suisse Replaces U.S. Exec, Halts Bonuses as Clients Fume

    Mar 18, 2021
  • Firing of Billion-Dollar Broker Sends Warning on Work-from-Home Compliance

    Firing of Billion-Dollar Broker Sends Warning on Work-from-Home Compliance

    Mar 12, 2021
  • Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Feb 26, 2021
  • Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Feb 25, 2021

NEWS

  • This Week’s Top 5: Merrill Targets Seasoned Brokers in Key Markets, J.P. Morgan Advisors Replaces CEO, and More

    This Week’s Top 5: Merrill Targets Seasoned Brokers in Key Markets, J.P. Morgan Advisors Replaces CEO, and More

    Apr 17, 2021
  • Focus Financial Cuts Exec Comp, CEO Pay Falls 16.6%

    Focus Financial Cuts Exec Comp, CEO Pay Falls 16.6%

    Apr 16, 2021
  • Morgan Stanley Net New Assets Hit Record $105 Billion in First Quarter

    Morgan Stanley Net New Assets Hit Record $105 Billion in First Quarter

    Apr 16, 2021
  • Rockefeller Lures $2.2-Million Merrill Team in Michigan

    Rockefeller Lures $2.2-Million Merrill Team in Michigan

    Apr 16, 2021
  • Morgan Stanley Burned by $911 Million Hit on Archegos Blowup

    Morgan Stanley Burned by $911 Million Hit on Archegos Blowup

    Apr 16, 2021

Recruiting Winners: 2020 Year in Review

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The Brighthouse Financial Insights Panel is a group of leading, independent experts providing powerful insights into the big challenges facing you and your clients.
Powering Independence Podcast, insights and ideas for RIAs, presented by Dynasty Financial Partners. A podcast dedicated to presenting fresh ideas and best practices for the wealth management industry.
As an industry expert, Frank LaRosa provides guidance and advice on a host of topics from recruiting and transitions, succession planning, practice management, M&A and more.
Our goal is to unlock the challenges to reveal the opportunities and what it means to provide advice in the 21st century.
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Join Sound Financial Group CEO Paul Adams and President Cory Shepherd every week, as they help you Design and Build a Good Life™.
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Timeless wisdom, actionable information you can use right now to make smarter investment decisions.
Made for and dedicated to those folks serious about their financial plan.
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Our webcast is dedicated to helping our viewers get real insights by avoiding the cognitive dissonance of today’s media outlets and biased editorial filters.

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