UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world.
UBS
UBS Ordered to Pay Investors $371K in ‘YES’ Claim
Decision is the latest in a series of claims over a broker-run options strategy that have mostly gone in UBS’s favor.
Rockefeller Nabs $3.8-Million UBS Team in Texas
Trio who had overseen $630 million in customer assets marks the 50th team to join Rockefeller since its 2018 recapitalization by Viking Global.
Merrill Loses Top-Ranked New York, New Jersey Brokers to UBS and RIA
Merrill advisor who joined UBS in Garden City, Long Island, was generating $7.1 million in annual revenue, according to a person familiar with the move.
UBS Considers Workplace Changes in U.S. After Staff Feedback
UBS Group AG’s business in the Americas is weighing some workplace changes following feedback from employees on issues such as diversity, job flexibility and community engagement.
Rockefeller Lands Merrill Team with $7.2-Mln Production in Cincinnati
Eight-person team had been overseeing $1.3 billion in client assets, according to a source familiar with the move.
UBS, UHNW Advisors Go Two-for-Three in YES Option Arbitrations
Former R.J. Reynolds CEO is the latest wealthy investor to lose claim over options strategy managed by a UBS team that went awry and his broker wins claim expungement, but another panel orders UBS to pay $1 million to two clients of a Nebraska broker.
UBS Lands Merrill Private Wealth Team in Ohio Managing $750 Million
A four-person team at Merrill Lynch left to partner up with an existing UBS team in Kenwood, Ohio.
Wirehouse Wars: UBS Nabs $5.9-Mln Morgan Stanley Team in Houston
Brothers Grant and Scott Fortney, with team partner Michael B. Nichley, were managing a $1.1 billion book at Morgan Stanley’s private wealth unit.
Rockefeller Hires $4.6-Mln Morgan Stanley Private Wealth Team in Los Angeles
Hans Maentz and Bernard Machlovitch, who reportedly oversee $1.5 billion and work primarily with Native American tribes, make a rare midweek move.
UBS Begins Appeal of $5 Billion Penalty in French Tax Case
UBS Group AG’s appeal of a 4.5 billion-euro ($5.3 billion) penalty began with the Swiss lender and bankers in the case proclaiming their innocence.
Goin’ Up? Wells Fargo Team Moves Seven Floors to UBS in San Diego
Edward Dawson, a 37-year industry veteran, has moved his Wells Fargo team to the 21st floor of the same downtown San Diego building to join UBS.
