Rockefeller Capital Management
Rockefeller Hires $5-Mln Morgan Stanley Team in Dallas
Mother-son team overseeing $500 million in assets joins Rockefeller in Dallas, following arrival in Houston last week of a $300 million-asset team from UBS.
Rockefeller Nabs $900-Mln Merrill Team in CA, Two from UBS in TX and AZ
Rockefeller hired a three-advisor Merrill team in Oakland managing about $900 million ahead of the long holiday weekend, and five advisors from UBS teams in Houston and Scottsdale with another $900 million of AUM among them.
Rockefeller Nabs $5-Million Morgan Stanley Team in Arizona
Morgan Stanley group with $400 million in client assets moved Friday, the same day that indie firm Sanctuary Wealth added a $4 million production and $500 million-asset team from Merrill.
Rockefeller Recruits $1.5-Mln J.P. Morgan Securities Broker in NY Suburb
Advisor with almost 25 years’ experience was managing $200 million at JPMorgan’s White Plains office.
Merrill Lifers Producing $9 Mln Join Rockefeller in NJ, San Francisco
Team led by 22-year Merrill veteran Doug Linker and 17-year Thundering Herder Noel Hodges moves with seven colleagues, but without semi-retired group founder Kevin Ward.
UBS Brokers with $15-Mln Production Leave for Rockefeller, RBC and RayJay
Three teams, who all moved this week, had been managing more than $1.5 billion in client assets.
Six-Million-Dollar Merrill Team in Dallas Joins Rockefeller
Firm advances its foray into Texas by hiring its second multi-million-dollar team in the Lone Star state in two weeks.
Rockefeller Lands $4.5-Mln Alex. Brown Broker in Texas
The expanding New York firm led by former wirehouse executive Greg Fleming nabs its first Houston advisor and also on Friday hired a $1.5-million broker in Atlanta from Morgan Stanley.
Rockefeller Hires $10-Million Team from Stifel
Led by Ed Moldaver, a 1978 immigrant from the Soviet Union, the team oversaw about $2 billion of assets at their former firm and once included a former New York governor.
$2-Million Merrill Producer in L.A. Moves Mid-Crisis to Rockefeller
Move on Monday followed that of a 19-year Ameriprise veteran in San Diego on Friday to Wells Fargo.
Week’s Exodus at Merrill Yields Hires at RayJay, Rockefeller and Stifel
Advisors who managed about $1.1 billion left in the past seven days in California, Colorado and Illinois.
