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          • Morgan Stanley, UBS Advisor movesMorgan Stanley Rehires $3.3-Mln UBS Team in North Carolina
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Robinhood

SEC
12/17/20 | News | Robinhood

Robinhood to Pay $65 Million to End SEC Probe Into Stock Orders

Robinhood and gamification
Robinhood

Robinhood Accused of ‘Gamification’ by Massachusetts Regulator

12/16/20 | News | 3 Comments

(Bloomberg) — Robinhood Markets drew millions of users to financial markets with a colorful app that makes trading seem empowering…

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Hackers and Robinhood
Robinhood

Hackers Say They Hold Keys to 10,000 Robinhood Accounts

10/30/20 | News

(Bloomberg) — The dark web is the underbelly of the internet, where cyber-criminals hunt for drugs, demand ransom and engage…

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Frustrated Client
Robinhood

Robinhood Users Say Accounts Were Looted, No One to Call

10/9/20 | News | 2 Comments

It took Soraya Bagheri a day to learn that 450 shares of Moderna Inc. had been liquidated in her Robinhood account and that $10,000 in withdrawals were pending.

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Day trader with Financial Advisor
Cerulli, Merrill Lynch, Robinhood

Day Trade Boom 2.0: Advisors Are First Line of Defense Amid Rise in Speculation

8/18/20 | Coronacrash, News | 2 Comments

Boom in potentially risky behavior can be an opportunity for advisors to prove their value with behavioral coaching and guidance for clients looking to make speculative plays, according to a Cerulli study.

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Trader
Robinhood

High-Frequency Traders Love Business With Robinhood

8/17/20 | Fintech News

No one is welcoming the new army of Robinhood day-traders into the stock market more warmly than high-frequency trading firms.

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Robinhood and retail investor
Robinhood

Robinhood Blows Past Rivals in Record Year for Retail Investing

8/10/20 | News

Robinhood Markets Inc. is outrunning its online-brokerage rivals, at least by one widely followed industry metric for customer activity.

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Young man trading stocks
Robinhood

Robinhood Is Democratizing Markets, Not Disrupting Them: Nir Kaissar

7/21/20 | Fintech News

The narrative borrows from a Wall Street saw that ordinary investors are fools not fit to handle their own money, a caricature that has long been used to exclude them from markets. 

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Robinhood Day Trader
Robinhood

Robinhood’s New Traders Ignore Danger Signs to Bet on Stocks

6/19/20 | Coronacrash, News | 3 Comments

Rich hedge fund managers are talking about it. So are not-so-rich millennials. And fast-twitch gamers, and bored sports fans and — in all likelihood — some 15-year-olds you know.

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Fintech binary code
Robinhood

Robinhood Fixed Issue That Displayed Incorrect Portfolio Values

5/27/20 | Fintech News

Robinhood Financial said Wednesday that it fixed an issue that had some users asking why their portfolios were displaying incorrect values.

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Morgan Stanley Building
Morgan Stanley, Robinhood

Morgan Stanley to Reimburse Clients Affected by Outage

3/26/20 | Coronacrash, News | 5 Comments

Wirehouse says it will compensate clients hurt by four-and-a-half hour glitch Wednesday that prevented them from seeing accounts and required workarounds for trades.

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robinhood-offers-reparations-for-systems-collapse-with-a-catch-772x485
Morgan Stanley, Robinhood

Robinhood Offers Reparations for Systems Collapse—with a Catch

3/26/20 | News | 1 Comment

Customers who claim losses because of inability to trade when markets soared earlier this month are offered credits of at least $75—if they release it from lawsuits or other further claims for alleged losses.

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CORONACRASH NEWS

  • Raymond James Slashes CEO Pay 17% in Turbulent Year

    Raymond James Slashes CEO Pay 17% in Turbulent Year

    Jan 8, 2021
  • Solomon Sees Vaccine Bringing Goldman Staff Back by End of Year

    Solomon Sees Vaccine Bringing Goldman Staff Back by End of Year

    Jan 5, 2021
  • J.P. Morgan Bank Broker Cleared of Coronavirus Crash Claim

    J.P. Morgan Bank Broker Cleared of Coronavirus Crash Claim

    Dec 4, 2020
  • Edward Jones Broker Count Up 5%, Firm Pauses Branch Growth

    Edward Jones Broker Count Up 5%, Firm Pauses Branch Growth

    Nov 5, 2020
  • Merrill Wealth Slowly Eases Out of Covid Slump

    Merrill Wealth Slowly Eases Out of Covid Slump

    Oct 14, 2020

NEWS

  • This Week’s Top Stories: Morgan Stanley Sues RBC Team, Finra Raps Broker over A-Shares, and More

    This Week’s Top Stories: Morgan Stanley Sues RBC Team, Finra Raps Broker over A-Shares, and More

    Jan 16, 2021
  • Merrill’s New Household Growth Fell 40% in 2020–Sources

    Merrill’s New Household Growth Fell 40% in 2020–Sources

    Jan 15, 2021
  • Wells’ Wealth Profit Climbs Despite Continued Broker Attrition

    Wells’ Wealth Profit Climbs Despite Continued Broker Attrition

    Jan 15, 2021
  • Rockefeller, RBC Lure Merrill, UBS Teams in Midwest

    Rockefeller, RBC Lure Merrill, UBS Teams in Midwest

    Jan 14, 2021
  • Fired Merrill Broker in Beverly Hills Barred by Finra

    Fired Merrill Broker in Beverly Hills Barred by Finra

    Jan 14, 2021

FINANCIAL INDUSTRY PODCASTS

AllIndependenceSuccess
The must listen-to podcast for financial advisors by Tony Sirianni. Guests to include:
-Ron Kruszewski
-Shirl Penney
-Penny Pennington
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and many more
Michael Kitces and Carl Richards discuss financial advising topics.
Suzanne Siracuse asks the questions nobody else asks, as influencers and interviewer collide in her new and truly unique podcast series The Big Reveal.
The “new advice value stack,” and how firms can use it to help maximize their own value propositions for their clients.
The Brighthouse Financial Insights Panel is a group of leading, independent experts providing powerful insights into the big challenges facing you and your clients.
Equipping independent financial advisors with the tips, insights, and knowledge needed to evolve in every aspect of his or her life
Powering Independence Podcast, insights and ideas for RIAs, presented by Dynasty Financial Partners. A podcast dedicated to presenting fresh ideas and best practices for the wealth management industry.
As an industry expert, Frank LaRosa provides guidance and advice on a host of topics from recruiting and transitions, succession planning, practice management, M&A and more.
Our goal is to unlock the challenges to reveal the opportunities and what it means to provide advice in the 21st century.
Our webcast is dedicated to helping our viewers get real insights by avoiding the cognitive dissonance of today’s media outlets and biased editorial filters.
Go behind the scenes with registered investment advisors and other related independent business model experts
As a nationally recognized recruiter and consultant to financial advisors, Mindy Diamond has unmatched experience in introducing advisors to the independent space.
The must listen-to podcast for investors, venture capitalists and financial advisors, with Tony Sirianni and Paul Dietrich.
An Introduction to Independence: 5 Key Episodes to Jumpstart Your Knowledgebase
Jay is an investment strategist, CERTIFIED FINANCIAL PLANNER™ and business consultant to financial advisors.
In this podcast business owners, entrepreneurs and executives reveal their top tips for success.
We interview top financial advisors and visionary voices to bring you the strategies, tips, and tools you need to make a difference in people’s lives.
A financial literacy and commentary show that features a number of investors, financial experts, professional athletes, business owners and more.
Join Sound Financial Group CEO Paul Adams and President Cory Shepherd every week, as they help you Design and Build a Good Life™.
The Kuderna Podcast, focusing on wealth in it's original meaning- a state of well being.
Timeless wisdom, actionable information you can use right now to make smarter investment decisions.
Made for and dedicated to those folks serious about their financial plan.
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