Raymond James Financial is an American multinational independent investment bank and financial services company providing financial services to individuals, corporations, and municipalities through its subsidiary companies that engage primarily in investment and financial planning, in addition to investment banking and asset management. Raymond James Financial is one of the largest banking institutions in the United States.
Separately, a Merrill duo generating $1 million split to join Raymond James Financial and Stifel, Nicolaus.
A boat moving through waters near the Bahamas? A Harley-Davidson at the Sturgis motorcycle rally in western South Dakota? Or just beside your pool? In the remote era, the next frontier is still a question mark.
The company’s hiring across its independent and employee channels is on pace for a record year after a “very slow” start, Chief Executive Paul Reilly said on Thursday.
A Salt Lake City-based team’s four brokers spent more than 100 years combined with the “Thundering Herd” before leaving for Raymond James’ employee channel in May.
A federal judge granted Edward Jones’ TRO request against Russell R. Riggan, and scheduled a June 7 hearing on the brokerage’s motion for preliminary injunction.
While headcount growth stalled in the employee channel, Chief Executive Paul Reilly said that the firm’s more aggressive package would “reflect in the numbers” going forward.
Broker, who worked at Raymond James Financial Services and then International Assets Advisory, failed to obtain firm approval for the outside activity, Finra said.
Advisor Robert Brust and client manager Jodie Nutter, based in Ponte Vedra Beach, Florida, left Merrill Lynch for Raymond James in February.
Broker who split from his team is working from Winston Salem, North Carolina and St. Petersburg, Florida, according to registration records.
Morgan Stanley’s U5 notice touched on issues with using personal email to print confidential firm documents at home.