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Morgan Stanley

James Gorman, Chairman and CEO Morgan Stanley
4/16/21 | News | Morgan Stanley | 2 Comments

Morgan Stanley Net New Assets Hit Record $105 Billion in First Quarter

Morgan Stanley
Morgan Stanley

Morgan Stanley Burned by $911 Million Hit on Archegos Blowup

4/16/21 | News | 3 Comments

Morgan Stanley surprised investors with a $911 million loss tied to the collapse of Archegos Capital Management, staining what was otherwise a record quarter for revenue and profit.

Read More

Financial Advisor
Merrill Lynch, Morgan Stanley

Morgan Stanley Drafts Merrill’s Willie Thomas for Menlo Park Post

4/13/21 | News | 3 Comments

Thomas, a former NFL player who had overseen a Merrill complex in Florida for the past two years, is returning to California to take over Morgan Stanley’s Menlo Park branch.

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Chicago, Illinois
Morgan Stanley, UBS

Morgan Stanley Hires $4-Mln UBS Private Wealth Team in Chicago

4/9/21 | Advisor Moves, News | 12 Comments

Four-person group had been overseeing $400 million in client assets and underscores Morgan Stanley’s revived recruiting focus.

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advisor listening
Morgan Stanley, Summit Brokerage

Morgan Stanley Star Who Exited in Partnership Fracas Joins N.J. RIA

4/8/21 | News | 3 Comments

Broker who had been managing $1 billion in client assets is said to have been forced out of wirehouse after admitting to placing a listening device in his former partner’s office.

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Charles Schwab, Morgan Stanley

Fired Morgan Stanley Brokers Blame Law Firm for Botched Move

4/1/21 | News | 3 Comments

Christopher Armstrong and Randall Kiefner, fired from Morgan Stanley just weeks after joining from Charles Schwab & Co., seek $25 million in malpractice suit against law firm that advised on the transition.

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Two Financial Advisors
First Republic, Morgan Stanley

First Republic Recruits Young Morgan Stanley Duo in L.A.

3/29/21 | Advisor Moves, News | 1 Comment

Dominique Jordan, 30, and Isaac Richard III, 28, who were profiled in August for being one of Morgan Stanley’s youngest-ever Black teams, mark the third group to join First Republic this year.

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Financial Advisor in prison
Morgan Stanley

Ex-Morgan Stanley Broker Sentenced to 5 Years for $6-Mln Fraud

3/26/21 | News | 9 Comments

Michael Barry Carter, a former Morgan Stanley broker, is heading to federal prison for five years for bilking investors out of at least $6.15 million.

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Advisor Pink Slip
Morgan Stanley

Morgan Stanley Gives Walking Papers to Another Billion-Dollar Broker: Source

3/24/21 | News | 23 Comments

A top-ranked New Jersey broker at wirehouse was ushered out on Tuesday for what sources said were policy violations that did not involve customers.

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Houston Texas
Americana Partners, Dynasty FP, Morgan Stanley

Former Morgan Stanley Texas Manager Signs with RIA

3/22/21 | Advisor Moves, News

Ex-Morgan Stanley regional manager Ronald Thacker, who left the wirehouse in January last year, has resurfaced as president of Houston-based registered investment advisory firm, Americana Partners.

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Advisor Bonus
Morgan Stanley

Morgan Stanley Dangles 300%-Plus Bonuses Before Big Producers

3/17/21 | News | 10 Comments

Escalating recruiting wars it had abandoned, Morgan Stanley has been pitching some multi-million-dollar teams with signing bonuses triple their annual revenue, according to headhunters.

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Bitcoin
Morgan Stanley

Morgan Stanley to Offer Rich Clients Access to Bitcoin Funds

3/17/21 | News

Morgan Stanley plans to offer wealthy clients access to three funds that will enable ownership of Bitcoin, according to a person familiar with the matter.

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CORONACRASH NEWS

  • Fed to End Covid-19 Capital Break It Gave Wall Street Banks

    Fed to End Covid-19 Capital Break It Gave Wall Street Banks

    Mar 19, 2021
  • Credit Suisse Replaces U.S. Exec, Halts Bonuses as Clients Fume

    Credit Suisse Replaces U.S. Exec, Halts Bonuses as Clients Fume

    Mar 18, 2021
  • Firing of Billion-Dollar Broker Sends Warning on Work-from-Home Compliance

    Firing of Billion-Dollar Broker Sends Warning on Work-from-Home Compliance

    Mar 12, 2021
  • Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Feb 26, 2021
  • Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Feb 25, 2021

NEWS

  • This Week’s Top 5: Merrill Targets Seasoned Brokers in Key Markets, J.P. Morgan Advisors Replaces CEO, and More

    This Week’s Top 5: Merrill Targets Seasoned Brokers in Key Markets, J.P. Morgan Advisors Replaces CEO, and More

    Apr 17, 2021
  • Focus Financial Cuts Exec Comp, CEO Pay Falls 16.6%

    Focus Financial Cuts Exec Comp, CEO Pay Falls 16.6%

    Apr 16, 2021
  • Rockefeller Lures $2.2-Million Merrill Team in Michigan

    Rockefeller Lures $2.2-Million Merrill Team in Michigan

    Apr 16, 2021
  • Morgan Stanley Burned by $911 Million Hit on Archegos Blowup

    Morgan Stanley Burned by $911 Million Hit on Archegos Blowup

    Apr 16, 2021
  • UBS Hires $3-Million J.P. Morgan Advisors Duo in NYC

    UBS Hires $3-Million J.P. Morgan Advisors Duo in NYC

    Apr 15, 2021

Recruiting Winners: 2020 Year in Review

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