Janney
Janney Scoops Up $1.65-Mln Merrill Team in Pennsylvania
Allen Kiessling, who started his brokerage career in 2005 with Merrill Lynch, left the wirehouse with his $320 million-asset team last week.
Janney, RayJay Hire 20-Year Veterans of Merrill, Morgan Stanley
Janney says new hire in Virginia was managing $300 million at Merrill, while RayJay says its Michigan recruit managing $115 million at Morgan Stanley moved for the “freedom to truly own and run my practice.”
Steward Hires Janney Manager in NJ, Merrill Nabs New Orleans Manager from UBS
Janney lost its New York City complex head to independent firm, Merrill gives UBS manager in Florida a broader role heading a Louisiana complex.
Wirehouse Wars: Morgan Stanley Nabs $5.1 Million UBS Team
UBS loses its third Pittsburgh-area team in a month, while Philadelphia-based Janney Hires $3 Million Florida group from Raymond James.
Coronacrash Advisor Insights: Janney Montgomery Scott’s Nathan Snyder & Tony Sirianni
AdvisorHub’s Publisher & CEO — Tony Sirianni — asked top advisors from leading firms their opinions on the dual management…
Janney’s Jerry Lombard – Coronacrash Update with Tony Sirianni
AdvisorHub’s Publisher & CEO — Tony Sirianni — asked executives from top firms their opinions on the dual management of…
Court Grants Morgan Stanley TRO Against Janney Broker
Pennsylvania judge enforces temporary ban on client solicitation but delays process for moving the case to expedited hearings in Finra arbitration.
After Losing Morgan Stanley TRO Cases, Former Manager Lofts a Lawsuit
Connecticut branch manager now with Janney says she was effectively fired for “whistle-blowing” against sales practice violations and questionable ethics by brokers and sales associates.
Raymond James Veteran in Michigan Joins Janney
After 17 years at his former firm’s Battle Creek office, Matt Buikema says he moved his $2-million production team to improve client service.
Merrill Loses Teams in the Southeast to RBC and Janney
Raleigh, N.C., team that had been with Merrill and Bank of America for 20 years, takes implied digs at the firm in statement approved by RBC.
Merrill Broker in Hartford Leaves His Team and Jumps to Janney
Co-head of a seven-person group in Connecticut goes solo to a regional broker-dealer’s office that includes several alumni of the Thundering Herd.
