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Focus Financial

Pay cut
4/16/21 | News | Focus Financial

Focus Financial Cuts Exec Comp, CEO Pay Falls 16.6%

Meeting
Beacon Pointe Advisors, Captrust, Focus Financial, MAI Capital Management

This Week in RIA M&A: Beacon Pointe Lassoes $1.2-Bln AUM TX RIA, Captrust Grows in CA

4/1/21 | News

Beacon deal is its largest in the firm’s history by assets while Captrust scooped up a $700 million-asset investment advisory firm in Sacramento.

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Fast Advisor
Focus Financial

This Week in RIA M&A: Focus Adds Partner Firm as Other PE-Backed Buyers Strike

3/5/21 | News

The first week of March saw Rudy Adolf’s Focus add its third partner firm of the year while other private equity-backed acquirers of RIAs continued their spending streaks.

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Beacon Pointe Advisors, Pathstone, Wealth Enhancement Group
Employee Applause
Focus Financial

Focus Financial’s PE Backers Eye $323 Million Pay Day with Stock Sale

2/26/21 | News

Focus also said on Thursday it will add Prairie Capital Management, a registered investment advisor with $5 billion in assets under advisement, and merge another $1.3 billion-asset RIA in Rhode Island into existing partner firm SCS Capital Management.

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Focus Financial Partners, M&A, Rhode Island, RIA, SCS Capital Management
Focus Financial

Focus Financial Partners Touts Billion-Dollar War Chest for RIA Acquisitions

2/18/21 | News | 1 Comment

“We see many attractive opportunities to deploy capital,” says CEO Rudy Adolf, citing $1 billion to fuel deals in 2021.

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Earnings, Focus Financial Partners, M&A, RIA
focus-financial-sues-executive-who-jumped-to-hightower-772x485
Focus Financial, HighTower

Focus Financial Sues Executive Who Jumped to Hightower

3/24/20 | News | 1 Comment

Lawsuit against Scott Holsopple and Hightower says he took vital proprietary data when he joined the firm as “chief growth officer,” a recruiting position similar to his role at Focus Financial.

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Focus Financial Buys $3.5 Billion RIA in Atlanta
Focus Financial

Focus Financial Buys $3.5 Billion RIA in Atlanta

8/1/18 | News

The aggregator of small advisory firms put together deal for Edge Advisors as it was putting final touches on its $535 million IPO.

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RIA
Focus Financial Gets Another Recap from More Private Equity Firms
Focus Financial

Focus Financial Gets Another Recap from More Private Equity Firms

4/19/17 | News | 1 Comment

KKR and Stone Point Capital buy majority stake in the advisory firm rollup, valuing Focus at some $2 billion.

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Former LPL Broker Turned RIA Sells Stake to Focus
Focus Financial, LPL

Former LPL Broker Turned RIA Sells Stake to Focus

2/7/17 | Advisor Moves

After four years of going it alone as an independent adviser, Texas’ CFO4Life partners with New York rollup firm.

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Focus Financial, Morgan Stanley

Focus Financial Files for “Crowd-Funded” IPO: Report

8/22/16 | News | 2 Comments

Listing could value the firm at $1 billion, according to the Wall Street Journal.

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CORONACRASH NEWS

  • Fed to End Covid-19 Capital Break It Gave Wall Street Banks

    Fed to End Covid-19 Capital Break It Gave Wall Street Banks

    Mar 19, 2021
  • Credit Suisse Replaces U.S. Exec, Halts Bonuses as Clients Fume

    Credit Suisse Replaces U.S. Exec, Halts Bonuses as Clients Fume

    Mar 18, 2021
  • Firing of Billion-Dollar Broker Sends Warning on Work-from-Home Compliance

    Firing of Billion-Dollar Broker Sends Warning on Work-from-Home Compliance

    Mar 12, 2021
  • Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Feb 26, 2021
  • Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Feb 25, 2021

NEWS

  • This Week’s Top 5: Merrill Targets Seasoned Brokers in Key Markets, J.P. Morgan Advisors Replaces CEO, and More

    This Week’s Top 5: Merrill Targets Seasoned Brokers in Key Markets, J.P. Morgan Advisors Replaces CEO, and More

    Apr 17, 2021
  • Morgan Stanley Net New Assets Hit Record $105 Billion in First Quarter

    Morgan Stanley Net New Assets Hit Record $105 Billion in First Quarter

    Apr 16, 2021
  • Rockefeller Lures $2.2-Million Merrill Team in Michigan

    Rockefeller Lures $2.2-Million Merrill Team in Michigan

    Apr 16, 2021
  • Morgan Stanley Burned by $911 Million Hit on Archegos Blowup

    Morgan Stanley Burned by $911 Million Hit on Archegos Blowup

    Apr 16, 2021
  • UBS Hires $3-Million J.P. Morgan Advisors Duo in NYC

    UBS Hires $3-Million J.P. Morgan Advisors Duo in NYC

    Apr 15, 2021

Recruiting Winners: 2020 Year in Review

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AllIndependence
The must listen-to podcast for financial advisors by Tony Sirianni. Guests to include:
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-Shirl Penney
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and many more
Incisive conversations focused on helping investors navigate the ever-changing global market landscape
Michael Kitces and Carl Richards discuss financial advising topics.
The “new advice value stack,” and how firms can use it to help maximize their own value propositions for their clients.
Interviews and insights for advisors curious about switching to a new broker dealer.
The Brighthouse Financial Insights Panel is a group of leading, independent experts providing powerful insights into the big challenges facing you and your clients.
Powering Independence Podcast, insights and ideas for RIAs, presented by Dynasty Financial Partners. A podcast dedicated to presenting fresh ideas and best practices for the wealth management industry.
As an industry expert, Frank LaRosa provides guidance and advice on a host of topics from recruiting and transitions, succession planning, practice management, M&A and more.
Our goal is to unlock the challenges to reveal the opportunities and what it means to provide advice in the 21st century.
Go behind the scenes with registered investment advisors and other related independent business model experts
As a nationally recognized recruiter and consultant to financial advisors, Mindy Diamond has unmatched experience in introducing advisors to the independent space.
The must listen-to podcast for investors, venture capitalists and financial advisors, with Tony Sirianni and Paul Dietrich.
An Introduction to Independence: 5 Key Episodes to Jumpstart Your Knowledgebase
Jay is an investment strategist, CERTIFIED FINANCIAL PLANNER™ and business consultant to financial advisors.
We interview top financial advisors and visionary voices to bring you the strategies, tips, and tools you need to make a difference in people’s lives.
A financial literacy and commentary show that features a number of investors, financial experts, professional athletes, business owners and more.
Join Sound Financial Group CEO Paul Adams and President Cory Shepherd every week, as they help you Design and Build a Good Life™.
The Kuderna Podcast, focusing on wealth in it's original meaning- a state of well being.
Timeless wisdom, actionable information you can use right now to make smarter investment decisions.
Made for and dedicated to those folks serious about their financial plan.
Suzanne Siracuse asks the questions nobody else asks, as influencers and interviewer collide in her new and truly unique podcast series The Big Reveal.
Our webcast is dedicated to helping our viewers get real insights by avoiding the cognitive dissonance of today’s media outlets and biased editorial filters.

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