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Jones Loses $1.3 Mln Producer to Wells Indie Firm, Merrill Brokers Join RBC
A 21-year Edward Jones lifer producing $1.3 million left Friday to join an independent firm giant affiliated with Wells, while RBC added two Merrill teams collectively managing $340 million.
Independence Day: Six UBS Brokers in Three Regions Join Indie Firms
UBS brokers in Ohio, Florida and Maryland collectively managing about $850 million of client assets leave for firms affiliated with RayJay, Wells and Kestra.
Veteran Broker Upset with Wells’ “Small” Accounts Policy Joins LPL
Colorado broker left Wells, where she spent more than half of her 38-year career, because of growing charges and its clampdown on small accounts.
