Edward Jones
Edward Jones Wins TRO Against Ameriprise Broker
Jones wins approval to keep South Carolina advisor with five years of experience from soliciting former clients to his independent brokerage practice.
Edward Jones Broker Count Up 5%, Firm Pauses Branch Growth
The largest brokerage firm by headcount added 181 advisors in the third quarter and 837 in the past year, but warned of a new-office slowdown amid virus uncertainty.
Arbitrators Clean Record of Jones Broker Fired for Licensing Slip
Washington State broker fired for interpreting a now-obsolete retirement account advice rule differently than her employer was defamed on regulatory records, panel rules.
Judge Tosses Ex-Edward Jones Client Associate’s Discrimination Suit
Branch office administrator who claimed age discrimination and retaliation could not prove that she was forced to resign, judge rules.
Brokers Notch Mixed Results in TRO Battles with JPMorgan, Edward Jones
Ameriprise broker in Michigan wins dismissal of an earlier TRO granted almost two weeks ago while another Ameriprise broker in Virginia loses to TRO claim from Edward Jones.
Finra Suspends Ex-Jones Broker over DIY Customer Settlement
Topeka, Kansas broker paid customer $2,500 to resolve a complaint that her account declined in value after the broker delayed in closing the account during the March market crash.
Edward Jones Restores Pay Raises as Q2 Net Income Inches Up
Nation’s biggest employer of brokers lifts freeze on raises that were imposed at the start of the pandemic, but continues new-advisor training halt and ban on overtime pay to branch and home-office employees.
Jones Loses $1.3 Mln Producer to Wells Indie Firm, Merrill Brokers Join RBC
A 21-year Edward Jones lifer producing $1.3 million left Friday to join an independent firm giant affiliated with Wells, while RBC added two Merrill teams collectively managing $340 million.
Edward Jones Says Broker Played Bait-and-Switch About His Firm
Lawsuit seeking to bar Ameriprise broker from contacting his former Edward Jones clients says he deceived some about who he was working for.
Edward Jones Applies for Bank Charter, Hires Former UBS Banker
The bank, which is expected to begin operations in late 2021, will expand Jones’ securities-based lending menu and give it deposit capabilities.
Edward Jones to Reopen “Home Offices” to Some Employees
Corporate employees of Edward Jones in Missouri, Arizona and Canada will trickle back to offices next month but it will be “a long time” before all of the partnership’s 6,500 home-office workers return, managing partner says.
