Cetera
Recruiting Wrap: Cetera Adds $300-Mln Lincoln Team, Stifel Hires Wells Duo With $239 Mln
Cetera nabbed a Pennsylvania team led by Kim Brumbaugh from Lincoln Financial Advisors while Stifel hired Washington duo Tim Devlin and Michael Jeremiah from Wells Fargo Advisors.
Cetera to Pay $125K for Customer Privacy Issues Tied to Recruiting
The fine and censure agreed to by Cetera Advisor Networks mirrored previous sanctions against Securities America and Kestra Investment Services over broker recruits who shared client details with a third party vendor.
Muhlenfeld & Huish, with $140 million in Assets Under Management, Joins Cetera via Wilde Wealth Management
Muhlenfeld & Huish, a financial services firm with more than $140 million in assets under management, will be joining Cetera…
Cetera to Buy Voya Brokerage Unit with 900 Reps
Voya Financial’s independent broker-dealer, which includes around $40 billion in client assets, will become part of Cetera Advisor Networks.
Retirement Leader with $154 Million in Assets Joins Cetera via Wilde Wealth Management
LOS ANGELES, Dec. 16, 2020 /PRNewswire/ — Cetera has announced the affiliation of financial professional, Mike Self, who has joined Scottsdale, AZ-based Wilde Wealth Management (Wilde Wealth).…
R.J. Moore, Independent Brokerage Notable, to Run Giant LPL Affiliate
Former CEO of Cetera and president of LPL buys stake in $21.7 billion-asset Private Advisor Group and becomes CEO of the 650-advisor LPL brokerage practice.
Cetera Expands Recruiting Team
Los Angeles, CA –Cetera has announced the expansion of its business development team with two new recruiting leaders, James Flewelling, Senior…
Cetera Hires Ex-Stifel Recruiting Head John Pierce
Pierce, who left Stifel in February, will develop recruiting strategies as head of business development for the 8,000-broker Cetera’s network of independent brokers.
Cetera Cuts Recruiting, Operations Execs Amid Pandemic
Cetera Financial Group, the 8,000-advisor independent broker whose credit outlook was downgraded recently, has cut several senior managers in recent weeks amid a broad “organizational realignment.”
Moving in a Pandemic: Cetera Broker Joins LPL, Merrill Team Join RIA
A veteran Texas independent advisor changes broker-dealers, a Merrill duo in Indiana affiliate with Oregon-based RIA.
Indie-to-Indie: Cetera Scores $3-Million LPL Team in Arizona
Advisor undertakes the pain of repapering client accounts in return for his bet on stronger client-centric service and “pricing efficiencies” for his 12-member team.
