Cetera
Retirement Leader with $154 Million in Assets Joins Cetera via Wilde Wealth Management
LOS ANGELES, Dec. 16, 2020 /PRNewswire/ — Cetera has announced the affiliation of financial professional, Mike Self, who has joined Scottsdale, AZ-based Wilde Wealth Management (Wilde Wealth).…
R.J. Moore, Independent Brokerage Notable, to Run Giant LPL Affiliate
Former CEO of Cetera and president of LPL buys stake in $21.7 billion-asset Private Advisor Group and becomes CEO of the 650-advisor LPL brokerage practice.
Cetera Expands Recruiting Team
Los Angeles, CA –Cetera has announced the expansion of its business development team with two new recruiting leaders, James Flewelling, Senior…
Cetera Hires Ex-Stifel Recruiting Head John Pierce
Pierce, who left Stifel in February, will develop recruiting strategies as head of business development for the 8,000-broker Cetera’s network of independent brokers.
Cetera Cuts Recruiting, Operations Execs Amid Pandemic
Cetera Financial Group, the 8,000-advisor independent broker whose credit outlook was downgraded recently, has cut several senior managers in recent weeks amid a broad “organizational realignment.”
Moving in a Pandemic: Cetera Broker Joins LPL, Merrill Team Join RIA
A veteran Texas independent advisor changes broker-dealers, a Merrill duo in Indiana affiliate with Oregon-based RIA.
Indie-to-Indie: Cetera Scores $3-Million LPL Team in Arizona
Advisor undertakes the pain of repapering client accounts in return for his bet on stronger client-centric service and “pricing efficiencies” for his 12-member team.
Wells Fargo Advisors Lauds 2020 Recruiting Harvest
Source said at least a dozen brokers with more than $750,000 of production have filled empty seats at Wells in the last few weeks.
Cetera/Summit Veterans with $240 Mln-Book Join Ameriprise
Boca Raton team of Norm and Michael Robbins, top Summit producers, had worked with Summit founder Marshall Leeds for more than 20 years.
Cetera Asks Court to Dismiss Fee-Disclosure Fraud Claims
Two affiliates of the independent broker-dealer say that the SEC’s $21 million lawsuit ignores “fulsome” website disclosure of conflicts of interest involving mutual fund sales.
Cetera Scores $2.6-Million LPL Team in North Carolina
Greensboro duo believe their practice-acquisition and succession ambitions will be better met at Cetera’s Summit unit than at the much-larger LPL.
