At a Glance

Ameriprise Independent Advisors

When it comes to deciding on the right firm, never settle for less. At our core, we are a people-first culture, delivering the strength of a FORTUNE 500® company1 with more personal attention than any other firm. We offer more best-in-class tools, solutions, and end-to-end support — all seamlessly integrated and accessible anytime, anywhere.

1 FORTUNE Magazine, May 2020

2 Company filings, S&P Cap IQ, and Ameriprise Financial internal GDC and revenue data from 2012-2019. 2019 data represents trailing 12 months through 9-30-19. Ameriprise 2012 Revenue Per Advisor includes 12b-1 fees. Regional/Independent represents median of LPL, Edward Jones and Raymond James PCG. Wirehouse represents median of Morgan Stanley and Bank of America Wealth Management. Figures for Regional/Independent and Wirehouse sourced exclusively from publicly-available data.

3 Company data, as of Q1 2021

4 Clients can respond to an internal Ameriprise survey and rate an advisor or practice based on their satisfaction with the team or practice, on a scale of 1 to 5 (1 = extremely dissatisfied to 5 = extremely satisfied). Client experiences may vary and working with any Ameriprise Financial practice is not a guarantee of future financial results. Investors should not consider this rating a substitute for their own research and evaluation of a financial practice’s qualifications. Only clients with access to the Ameriprise Secure Client Site may submit a rating. Ratings reflect an average of all client responses received over a rolling two-year period as of 12/31/2020.

5 Ameriprise Financial 2020 Annual Report and 10-K, data for Ameriprise Independent Advisors.

6 Ameriprise Financial spent over $500 million in technology over the last five years. Company data, 2020.

7 Analysis completed by McLagan for full year 2018 results. Peer group: Advisor Group, Cambridge Investment, LPL, RJFS, WF-FINET

*Deals and compensation may vary and are subject to change. Upfront refers to the upfront promissory note.

Ameriprise Financial Services, LLC is an Equal Opportunity Employer.

Ameriprise Financial Services, LLC Member FINRA and SIPC.

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