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RBC, Stifel Add Merrill Lifers in NY, NM
Biden Eyeing Capital Gains Tax as High as 43.4% for Wealthy
SEC Chief Gensler Names Alex Oh to Lead Enforcement Division
Blucora Shareholders Shoot Down Activist’s Bid for Board Seats
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Advisor Moves
RBC, Stifel Add Merrill Lifers in NY, NM
UBS Nabs $11-Mln J.P. Morgan Private Bank Team in Florida, Another in Ohio
UBS Lands $14-Mln Team from Wells Private Bank in Miami
Merrill Recruits Citi Private Banker in SF, Loses Teams to Janney, Sanctuary
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Enforcement
SEC Charges RIA with Pro Athlete Niche for Ripping Off Clients
Ex-Jones Broker Suspended for Attempting DIY Settlement with Client
Ex-Merrill Broker in Chicago Pleads Guilty to $3-Mln Fraud
Finra Fines, Suspends Ex-J.P. Morgan Broker Fired over Unauthorized Trades
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Markets
`Nothing Safer Than Cash’: Tech Rout Puts Silicon Valley on Edge
‘Any News Is Bad News’ as Earnings Fail to Save Equity Bulls
‘50 Cent’ Profited From Volatility Jump, Wells Fargo Says
‘Beaten Down’ ETF Is a Way to Play Inverted Curve, BofA Says
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Opinion
Sirianni: Toxic Culture
Opinion: Coronavirus – What Advisors Need to Know
Opinion: Investors Conquered Fees but Not Their Own Behavior
Investor Confidence in Stocks Rightly Declines: Opinion
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Fintech News
Fintech Firm Apex Clearing Agrees to Go Public Via SPAC
Merrill Systems Hiccuped on Thursday as Stocks Slid
‘The Rock’ Invests in Finance App Acorns, and New Users Get $7
High-Frequency Traders Love Business With Robinhood
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From the Publisher
Sirianni: Toxic Culture
Welcome to AdvisorHub RIA
From the Publisher: Sirianni’s Predictions for 2021
Seven Questions with Tony Sirianni: Josh Rogers, Founder and CEO, Arete Wealth
Seven Questions with Tony Sirianni: Phil Hildebrandt, Principal, CEO of Segall Bryant & Hamill
An AdvisorHub Interview with Christian Hyldahl, President of Varium Investment Partners
Timely interview with John Peluso and AdvisorHub CEO Tony Sirianni
Coronacrash Update: Hayden Royal’s Louis Dworsky & Tony Sirianni
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