Choosing a Tech Partner Ed Gjertsen, II, founder of Engage Wealth Group, LLC, is no newcomer to the financial industry. In fact, he’s a veritable...
A UBS Wealth Management USA team producing $18 million in annual revenue and led by a top-ranked broker in Birmingham, Alabama left the wirehouse to...
Financial advisors thinking about breaking away from their current firm have a lot to think about, between legal costs, a dizzying number of custodians and...
A four-broker team in Greenville, South Carolina has left Merrill Lynch to launch an independent practice affiliated with LPL Financial’s fledgling Strategic Wealth Services model...
Our publisher sat down with Joely Meighan, D.A. Davidson’s newest Regional Director. With 25 years of experience, Joely shares her thoughts on diversity in the...
Get to know Carmen Gary, Senior Vice President, Chief of Staff, D.A. Davidson Companies. Carmen offers a peek inside her day and some solid advice...
While news channels and protests have reminded us all of the systemic injustices in our country, we have witnessed organizations of all kinds offering public...
As our industry works to meet the challenge of the national debate on issues of race and gender, firms are scrambling to recommit themselves to...
RIA Center
The day advisors leave their previous firm is one they never forget. Here are their experiences.
The secret to seamless tech communication isn’t really a secret. It’s a code. Learn more here.
Hear from two advisors who share some of the ways independence has benefited them personally.
This week, AdvisorHub’s CEO, Tony Sirianni talks with Matt Chisholm - SVP, Practice Management & RIA Services at Commonwealth. The two discuss resuming engagement with...
Governance, the “G” in ESG, is about “seeing how deeply embedded these issues are in a company's strategy and ultimately their operations,” says Joy Facos,...
By default, financial advisors generally think that they should hold on to their clients as long as they can... ideally for the remainder of their...
LPL Research discusses the ups and downs of Evergrande, yields, the prospect of tapering from the Federal Reserve Bank, and stocks and seasonality. ...
Recruiting Wire Scoreboard
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Recruiting Winners
AUM ($ MLN)
1. UBS Financial Services Inc.
$64,089
2. LPL Financial
$44,198
3. Morgan Stanley
$19,941
4. Rockefeller Capital Management
$17,675
5. First Republic
$9,300
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
$53,469
2. JPMorgan Chase & Co.
$49,858
3. Wells Fargo
$33,517
4. UBS Financial Services Inc.
$27,977
5. Morgan Stanley
$22,205
Recruiting Champs (net)
AUM ($ MLN)
1. LPL Financial
$42,774
2. UBS Financial Services Inc.
$36,112
3. Rockefeller Capital Management
$17,675
4. Stifel, Nicolaus & Company, Incorporated
$8,976
5. First Republic
$8,400
