Choosing a Tech Partner Ed Gjertsen, II, founder of Engage Wealth Group, LLC, is no newcomer to the financial industry. In fact, he’s a veritable...
A UBS Wealth Management USA team producing $18 million in annual revenue and led by a top-ranked broker in Birmingham, Alabama left the wirehouse to...
Financial advisors thinking about breaking away from their current firm have a lot to think about, between legal costs, a dizzying number of custodians and...
A four-broker team in Greenville, South Carolina has left Merrill Lynch to launch an independent practice affiliated with LPL Financial’s fledgling Strategic Wealth Services model...
Our publisher sat down with Joely Meighan, D.A. Davidson’s newest Regional Director. With 25 years of experience, Joely shares her thoughts on diversity in the...
Get to know Carmen Gary, Senior Vice President, Chief of Staff, D.A. Davidson Companies. Carmen offers a peek inside her day and some solid advice...
While news channels and protests have reminded us all of the systemic injustices in our country, we have witnessed organizations of all kinds offering public...
As our industry works to meet the challenge of the national debate on issues of race and gender, firms are scrambling to recommit themselves to...
RIA Center
The day advisors leave their previous firm is one they never forget. Here are their experiences.
The past year has taught us to reimagine how we connect, learn, and work. As an independent RIA, having the right digital tools and platforms...
Are your leaders aligned? Here's how to make sure your firm's leadership is moving in the same direction Effective leaders drive positive change, but they...
Sep 27, 2021
Oct 12, 2021
Nov 17, 2021
This week, AdvisorHub’s CEO, Tony Sirianni talks with Matt Chisholm - SVP, Practice Management & RIA Services at Commonwealth. The two discuss resuming engagement with...
LPL Research strategists discuss key policy developments worth watching but expect little market disruption. LISTEN TO ADDITIONAL EPISODES IN THIS SERIES Tracking: #1-05190412 RES-858158-0821
Recent supply chain issues have shed light on the importance of semiconductors in everyday life. Tariq Siddiqi, Senior Research Analyst at Eagle Asset Management joins...
In July 2021, Schwab released its latest RIA benchmark study, which, among a plethora of other things, asked advisory firms what their top strategic initiatives...
Recruiting Wire Scoreboard
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Recruiting Winners
AUM ($ MLN)
1. UBS Financial Services Inc.
$62,089
2. LPL Financial
$43,417
3. Morgan Stanley
$18,942
4. Rockefeller Capital Management
$17,355
5. RBC Capital Markets, LLC
$9,087
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
$52,431
2. JPMorgan Chase & Co.
$49,658
3. Wells Fargo
$30,892
4. UBS Financial Services Inc.
$25,577
5. Morgan Stanley
$19,421
Recruiting Champs (net)
AUM ($ MLN)
1. LPL Financial
$42,313
2. UBS Financial Services Inc.
$36,512
3. Rockefeller Capital Management
$17,355
4. RBC Capital Markets, LLC
$8,104
5. Stifel, Nicolaus & Company, Incorporated
$7,112
