Financial advisors thinking about breaking away from their current firm have a lot to think about, between legal costs, a dizzying number of custodians and...
Another multi-million dollar Merrill Lynch team has left the “thundering herd,” this time striking out on their own in Blue Bell, Pennsylvania. [ad_within_article]Fifty-year industry veteran...
The COVID-19 pandemic and subsequent economic and market uncertainty may have derailed your best-laid breakaway plans—but that doesn’t mean you should abandon your dream of...
Merrill Lynch has named 27-year industry veteran Dufresne “Didi” Nicolas, who joined the wirehouse from rival Morgan Stanley in May 2018, to be its market...
(Bloomberg) -- BlackRock Inc. is breaking ranks with peers on Wall Street by doing a deep dive into its business to see how it may...
Get to know Carmen Gary, Senior Vice President, Chief of Staff, D.A. Davidson Companies. Carmen offers a peek inside her day and some solid advice...
While news channels and protests have reminded us all of the systemic injustices in our country, we have witnessed organizations of all kinds offering public...
As our industry works to meet the challenge of the national debate on issues of race and gender, firms are scrambling to recommit themselves to...
RIA Center
This week, AdvisorHub’s CEO, Tony Sirianni talks with Tim Oden, National Sales Manager, Business Development at Schwab Advisor Services. The two discuss succeeding and remaining...
For many investment advisors, the ’08 financial crisis and COVID-19 pandemic highlighted just how valuable the Registered Investment Advisor (RIA) model can be for their...
Key points: As competition increases, more independent advisors are offering comprehensive financial planning. But for many, the way they communicate their value has not kept...
The COVID-19 crisis has kept our industry on its toes, pushing firms and clients to find new ways to communicate and collaborate in spite of...
This week, AdvisorHub’s CEO, Tony Sirianni talks with Tim Oden, National Sales Manager, Business Development at Schwab Advisor Services. The two discuss succeeding and remaining...
The business of advice has changed. And clients today are concerned about much more than their money. In this episode, Vaughan Scott, CEO of Axiom...
As one of the major wealth management institutions exits the international market, we sit down with Miguel Sosa, Founder and Partner at Premia Global Advisors. ...
For the past several decades, the prices that consumers pay for financial products have been trending lower and lower. From the rise of discount brokerage...
Recruiting Wire Scoreboard
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Recruiting Winners
AUM ($ MLN)
1. UBS Financial Services Inc.
$9,406
2. Rockefeller Capital Management
$9,180
3. LPL Financial
$7,286
4. Morgan Stanley
$3,736
5. First Republic
$3,400
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
$13,162
2. JPMorgan Chase & Co.
$6,650
3. Morgan Stanley
$5,702
4. Citigroup Global Markets Inc.
$2,970
5. Wells Fargo
$2,159
Recruiting Champs (net)
AUM ($ MLN)
1. Rockefeller Capital Management
$9,180
2. UBS Financial Services Inc.
$7,291
3. LPL Financial
$7,286
4. First Republic
$2,500
5. Stifel, Nicolaus & Company, Incorporated
$1,677
